Payment Controls Assessment
Sample-based testing of settlement reconciliations, exception handling, and dual-control practices across payment rails and merchant payouts.
Audits for fintech · Taiwan
Examination prep that starts with the files you already keep
Infrastructure Web reviews control design, sampling trails, and policy ownership for payment firms, lenders, and remittance operators — then writes findings supervisors can follow without translation.
Flagship engagement
Fintech compliance readiness audit
For teams facing a licence dialogue or a scheduled supervisory visit, we map policies to operating practice, rate gaps by customer harm and licence risk, and leave you with a sequenced remediation plan — not a generic maturity score.
Typical duration is four to eight weeks, with workshops in Miaoli County and remote document review between visits. Legal representation and outsourced compliance officer roles sit outside the engagement.
Related engagements
Other ways we examine fintech operations
AML Programme Review
Independent look at customer due diligence files, escalation paths, and training records for lenders and remittance operators.
Operational Resilience Walkthrough
Scenario-led review of business continuity plans, vendor dependencies, and incident communication for fintech operations teams.
From recent work
“Their compliance readiness audit caught gaps in our merchant onboarding checklist two months before our scheduled supervisory visit. The report was blunt about ownership, which our board needed to hear.”
Mei-Ling Chen · Head of Compliance, regional payments firm
How an engagement unfolds
From scoping call to remediation sequence
We begin with products, licences, and examination windows — then issue an evidence list, conduct interviews and sample testing, and share draft findings for factual accuracy before the final report.
Field notes
Practical writing for examination season
What examiners usually ask first in a Taiwan fintech visit
Before diving into transaction samples, supervisors often ask for a plain account of who owns each control and how exceptions escalate.
Building a usable evidence pack for payment reconciliations
A tidy evidence pack is not a dump of screenshots. It is a chronological trail that shows how settlement differences were spotted and closed.