What examiners usually ask first in a Taiwan fintech visit
Before diving into transaction samples, supervisors often ask for a plain account of who owns each control and how exceptions escalate.
Field notes
Guides from the audit room
Short pieces on examination questions, reconciliation evidence, AML sampling, and how we order remediation after a readiness review.
Building a usable evidence pack for payment reconciliations
A tidy evidence pack is not a dump of screenshots. It is a chronological trail that shows how settlement differences were spotted and closed.
When an AML file review should pause product launches
Launching a new lending corridor while due-diligence samples still show incomplete source-of-funds notes invites avoidable findings.
How we sequence remediation after a readiness audit
Not every finding deserves equal urgency. We group issues by customer harm, licence condition risk, and effort to fix.